Ethics
| ETHICS
If you are interested in checking on the current licensing status of a financial planner, please click here to access a website to assist you in this process. If you are interested in reviewing the Rules and Principles of the Code of Ethics that Certified Financial Planners are required to adhere to, please click here.
The Financial Planning Association® (FPA®) connects those who need, support and deliver financial planning. The FPA believe that everyone is entitled to objective advice from a competent, ethical financial planner to make smart financial decisions. FPA members demonstrate a professional commitment to education and a client-centered financial planning process, please click here.
You can search for an investment adviser firm on this
website and view that
firm’s Form ADV. Investment advisers file Form ADV to
register with the SEC and/or the states. Form ADV
contains information about an investment adviser and its
business operations. Form ADV also contains disclosure
about certain disciplinary events involving the adviser
and its key personnel, please click here. |
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DISCLAIMER: This web-site
is for informational purposes only and does not constitute a complete description
of our investment services or performance. This web-site is in no way a
solicitation or offer to sell securities or investment advisory services
except, where applicable, in states where we are registered or where an
exemption or exclusion from such registration exists. Information throughout
this site, whether stock quotes, charts, articles, or any other statement
or statements regarding market or other financial information, is obtained
from sources which we, and our suppliers believe reliable, but we do not
warrant or guarantee the timeliness or accuracy of this information. Nothing
on this web-site should be interpreted to state or imply that past results
are an indication of future performance. Neither we or our information providers
shall be liable for any errors or inaccuracies, regardless of cause, or
the lack of timeliness of, or for any delay or interruption in the transmission
thereof to the user. THERE ARE NO WARRANTIES, EXPRESSED OR IMPLIED, AS TO
ACCURACY, COMPLETENESS, OR RESULTS OBTAINED FROM ANY INFORMATION POSTED
ON THIS OR ANY ‘LINKED’ WEB-SITE.”
Last Updated Oct 2005
Copyright © 2002 Colorado Financial Management, Inc.
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